AML/CTF Rules chapter listing | Australian Transaction Reports and Analysis Centre (AUSTRAC)

This page provides a list of the AML/CTF Rules Chapters in the order they appear in the Compilation.

View and select chapters in the Compilation on the Federal Register of Legislation.

Chapter	Chapter title
Chapter 1	Part 1.1 - Introduction Part 1.2 - Key terms and concepts
Chapter 2	Part 2.1 - Definition of 'designated business group'
Chapter 3	Part 3.1 - Correspondent banking due diligence Part 3.2 - Anti-Money Laundering and Counter-Terrorism Financing Rules in Respect of Paragraph (e) of the Definition of 'Correspondent Banking Relationship' in Section 5 of the Anti-Money Laundering and Counter-Terrorism Financing Act 2006
Chapter 4	Part 4.1 - Introduction Part 4.2 - Applicable customer identification procedure with respect to individuals Part 4.3 - Applicable customer identification procedure with respect to companies Part 4.4 - Applicable customer identification procedure with respect to trustees Part 4.5 - Applicable customer identification procedure with respect to partners Part 4.6 - Applicable customer identification procedure with respect to associations Part 4.7 - Applicable customer identification procedure with respect to registered co-operatives Part 4.8 - Applicable customer identification procedure with respect to government bodies Part 4.9 - Verification from documentation Part 4.10 - Verification from reliable and independent electronic data Part 4.11 - Agents of customers Part 4.12 - Collection and Verification of Beneficial Owner information Part 4.13 - Collection and Verification of Politically Exposed Person information Part 4.14 - Exemptions relating to the identification of beneficial owners and politically exposed persons Part 4.15 - Procedure to follow where a customer cannot provide satisfactory evidence of identity
Chapter 5	Part 5.1 - Special anti-money laundering and counter-terrorism financing (AML/CTF) program Part 5.2 - Applicable customer identification procedures in relation to special AML/CTF program
Chapter 6	Part 6.1 - Verification of identity of customers Part 6.2 - Verification of the identity of customers for the purposes of section 35 Part 6.3 - Verification of the identity of pre-commencement customers Part 6.4 - Verification of the identity of low-risk service customers
Chapter 7	Part 7.1 - Applicable customer identification procedures deemed to have been carried out by a reporting entity Part 7.2 - Licensed financial advisers Part 7.3 - Designated business groups
Chapter 8	Part 8.1 - Part A of a standard anti-money laundering and counter-terrorism financing (AML/CTF) program Part 8.2 - AML/CTF risk awareness training program Part 8.3 - Employee due diligence program Part 8.4 - Oversight by boards and senior management Part 8.5 - AML/CTF Compliance Officer Part 8.6 - Independent review Part 8.7 - AUSTRAC feedback Part 8.8 - Permanent establishments in a foreign country Part 8.9 - Reporting obligations
Chapter 9	Part 9.1 - Part A of a joint anti-money laundering and counter-terrorism financing (AML/CTF) program Part 9.2 - AML/CTF risk awareness training program Part 9.3 - Employee due diligence program Part 9.4 - Oversight by boards and senior management Part 9.5 - AML/CTF Compliance Officer Part 9.6 - Independent review Part 9.7 - Incorporation of feedback and guidance on ML/TF risks from AUSTRAC Part 9.8 - Permanent establishments in a foreign country Part 9.9 - Reporting obligations
Chapter 10	Part 10.1 - Casinos Part 10.2 - On-course bookmakers and totalisator agency boards Part 10.3 - Gaming machines Part 10.4 - Accounts for online gambling services
Chapter 11	Compliance Report - Reporting and Lodgement periods
Chapter 12	Electronic funds transfer instructions
Chapter 13	Approved third-party bill payment system
Chapter 14	Thresholds for certain designated services
Chapter 15	Ongoing customer due diligence
Chapter 16	Reportable details for international funds transfer instructions (items 1 and 2 in section 46)
Chapter 17	Reportable details for international funds transfer instructions under a designated remittance arrangement (items 3 and 4 in section 46)
Chapter 18	Reportable details for suspicious matters
Chapter 19	Reportable details for threshold transactions
Chapter 20	Record keeping obligations under section 114
Chapter 21	Issuing or selling a security or derivative
Chapter 22	Exemption of certain types of transactions relating to the over-the-counter derivatives market
Chapter 23	Anti-Money Laundering and Counter-Terrorism Financing Rules - persons specified as 'non-financiers'
Chapter 24	Anti-Money Laundering and Counter-Terrorism Financing Rules for movements of physical currency into or out of Australia
Chapter 25	Anti-Money Laundering and Counter-Terrorism Financing Rules for receipts of physical currency from outside Australia
Chapter 26	Anti-Money Laundering and Counter-Terrorism Financing Rules for movements of bearer negotiable instruments into or out of Australia
Chapter 27	Anti-Money Laundering and Counter-Terrorism Financing Rules for registrable details relating to the Register of Providers of Designated Remittance Services and the Remittance Sector Register
Chapter 28	Applicable customer identification procedures in certain circumstances - assignment, conveyance, sale or transfer of businesses
Chapter 29	Record-keeping obligations under section 107
Chapter 30	Disclosure certificates
Chapter 31	Exemption of certain types of transactions relating to currency exchange transactions
Chapter 32	Exemption of certain types of transactions relating to safe deposit boxes or similar facilities
Chapter 33	Applicable customer identification procedure for purchases and sales of bullion valued at less than $5,000
Chapter 34	Affixing of notices about cross-border movement reporting obligations
Chapter 35	Exemption from applicable customer identification procedures for correspondent banking relationships
Chapter 36	Exemption of certain designated services within a corporate structure
Chapter 37	Exemption from threshold transaction reporting for certain designated services
Chapter 38	Exemption from applicable customer identification procedures for the sale of shares for charitable purposes
Chapter 39	Exemption from applicable customer identification procedures - premium funding loans for a general insurance policy
Chapter 40	Definition of 'exempt legal practitioner service'
Chapter 41	Exemption from applicable customer identification procedures - cashing out of low value superannuation funds and for the Departing Australia Superannuation Payment
Chapter 42	Commodity warehousing of grain
Chapter 43	Friendly Society closed funds
Chapter 45	Debt Collection
Chapter 46	Special circumstances for the applicable customer identification procedure
Chapter 47	Risk-only life policy interests in a superannuation fund
Chapter 48	Exemption of salary packaging administration services from the AML/CTF Act
Chapter 49	International Uniform Give-Up Agreements
Chapter 50	Exemption from applicable customer identification procedure in certain circumstances
Chapter 51	AML/CTF Rules relating to certain definitions under the AML/CTF Act - Ordering and Beneficiary Institutions, Financial Institutions and Non-Financiers
Chapter 52	Persons who are licensed to operate no more than 15 gaming machines
Chapter 54	Reporting obligations of registered remittance affiliates
Chapter 55	Remittance Sector Register
Chapter 56	Information to be included in an application for registration as a remittance network provider, a remittance affiliate of the registered remittance network provider or an independent remittance dealer
Chapter 57	Matters to be considered by the AUSTRAC CEO in considering applications for registration
Chapter 58	Matters to be considered by the AUSTRAC CEO when deciding to cancel a registration
Chapter 59	Matters to be considered by the AUSTRAC CEO when deciding to suspend a registration
Chapter 60	Change in registration details regarding the person
Chapter 61	Reporting obligations of remittance affiliates
Chapter 62	Reporting Entities Roll
Chapter 63	Information to be provided or in relation to an application for enrolment as a reporting entity
Chapter 64	Changes in enrolment details in respect to a reporting entity
Chapter 65	Removal of entries from the Reporting Entities Roll
Chapter 66	Applicable customer identification procedures in certain circumstances - compulsory partial or total transfer of business made under the Financial Sector (Business Transfer and Group Restructure) Act 1999
Chapter 67	Warrants
Chapter 68	Anti-Money Laundering and Counter-Terrorism Financing Rules relating to records of identification procedures
Chapter 69	Casino licence holders - exemption from applying for registration on the Remittance Sector Register
Chapter 70	Renewal of registration
Chapter 71	Credit card reform - specifying persons under items 1, 2 and 3 of Table 1 in subsection 6(2) of the AML/CTF Act
Chapter 72	Account-based money transfer systems
Chapter 73	Exemption for Registered Plan Management Providers
Chapter 74	Exemption for licensed trustee companies
Chapter 75	Law enforcement operations
Chapter 76	Digital Currency Exchange Register