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Core guidance
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Customer identification and verification
- Customer identification and verification
- Customer identification (KYC)
- Beneficial owners
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- Customer identification and verification: easy reference guide
- Assisting customers who don’t have standard forms of identification
- Reliable and independent documentation and electronic data
- High-risk countries, regions and groups
- How to comply with KYC requirements during the COVID-19 pandemic
- Source of funds and source of wealth
- Exceptions to verifying a customer before providing a designated service
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Reliance on customer identification procedures by a third party
- Reliance on customer identification procedures by a third party
- Reliance under customer due diligence arrangements
- Managing risk and assessing foreign jurisdictions for reliance
- Resolving issues with CDD arrangements and liability
- Requirements for reliance on a case-by-case basis
- Examples: reliance in practice
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AML/CTF programs
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- Implement a risk management process
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- Employee training: AML/CTF risk awareness training program
- Enhanced customer due diligence (ECDD)
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AML/CTF Reform
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